In the November 12, 2008 Issue:

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States Explore Policy Options in Promoting Clean and Efficient Energy
Oregon
Oregon Governor Ted Kulongoski has unveiled a suite of policies to address global climate change and support the state’s renewable energy and clean technology industries. His proposals include instituting a cap and trade system for carbon emissions, improving the energy efficiency of commercial and residential construction, and tax credits for energy-conscious investments. The governor hopes to see the climate plan passed by the legislature in the coming year.

The governor’s recommendations include:
Governor Kulongoski says the plan will cost an estimated $10 million, and will be possible despite the current economic crisis. The governor maintains that by investing in new energy technologies and energy efficiency, the state can play a vital role in reinventing the national and regional economy.

Read Governor Kulongoski’s climate change agenda at: http://governor.oregon.gov/Gov/pdf/climate_change_agenda_1008_final.pdf

New Jersey
Governor Jon Corzine October 16 addressed a rare joint session of the state legislature to unveil a multi-faceted plan to provide immediate assistance for residents and statewide long-term economic growth options to coax the state out of the current national economic recession.  Among the governor’s proposals to promote a green economy is the creation of a Clean Energy Manufacturing Fund financed with $60 million through 2012 that the Economic Development Authority will soon implement to address the need to assist the advancement of renewable energy and energy-efficiency technologies; and an Edison Renewable Energy Technologies Fund that will provide grants through the Commission on Science and Technology to New Jersey companies of $100,000 to $500,000 for proof-of-concept research and development and ancillary activities necessary to commercialize identified renewable energy technologies and innovative technologies that significantly increase energy efficiency.

The governor’s complete economic recovery plan is available at: http://www.state.nj.us/governor/home/plan.html.

California
A new report finds that California energy efficiency policies over the last 35 years have been responsible for the creation of 1.5 million jobs and $45 billion in salaries and wages. The report, authored by University of California, Berkeley professor David Roland-Holst, examines the costs and benefits of energy efficiency policies on the state economy. Though these policies have somewhat slowed growth in traditional energy industries like oil, gas and electric power, they have added more than 50 new jobs for each job deferred in those sectors, according to the report.

Roland-Holst, the director of Berkeley’s Center for Energy, Resources and Economic Sustainability, argues that the state should continue to pursue aggressive energy efficiency policies and standards for the good of the state’s economy. Of particular concern is the Global Warming Solutions Act, a measure passed by the state’s legislature two years ago. The original law began the planning process for an initiative that would require the state to reduce greenhouse-gas emissions to 1990 levels by 2020.  California’s Energy Commission and Public Utilities Commission recently approved a blueprint for the act.

The report recommends redoubling the state’s efforts through that initiative, which it claims could create 403,000 new jobs and $76 billion in additional gross state product by 2020.

Read the Next 10 report “Energy Efficiency, Innovation, and Job Creation in California” at: http://www.next10.org/research_eeijc.html

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Venture Funding Remains Strong in Third Quarter Despite Ominous Signs
Venture capitalists invested $7.1 billion in companies during the third quarter of 2008, according to the latest Moneytree survey from PricewaterhouseCoopers and the National Venture Capital Association (NVCA). Though this figure represents a nine percent decline from the same period last year, investment levels still show little evidence of the current drought in venture-backed exits. Many expect investment to decline in the fourth quarter and next year, particularly for seed and early stage companies, as investors become more cautious and begin shifting their focus to the later-stage companies in their portfolio.

For the time being, seed and early stage investment is up slightly over the previous quarter and the same period last year.  These deals now represent 39 percent of total deal volume, up 2 percentage points from Q2 2008. The number of expansion stage deals, on the other hand, fell from 321 in the previous quarter
to 263. Expansion deals now account for only 29 percent of deals, the lowest level since the Moneytree survey began in 1995. Later-stage deals have been holding steady at about 32 percent of overall venture investments.

Biotechnology has taken the lead over software as the leading industry for investment, though software still leads in number of deals. Investment in biotech jumped significantly in the third quarter, up almost 21 percent over Q3 2007. Clean technology investment also got a bump, and grew 14 percent over last quarter. Most industries however were down, with the biggest declines in financial services, business products and services and telecommunications.

SSTI has prepared a table with investment levels and number of deals by state during the third quarter using the Moneytree data. Few states are seeing more venture activity than this same period last year and a few states, including Texas and Florida, have experienced fairly serious declines. Michigan was one of only a handful of states to receive an influx of activity. The state had $89 million invested in 11 deals in the third quarter, up from $7 million in 3Q 2007 and $66 million in 2Q 2008. Access the full table of state-by-state data at: http://www.ssti.org/vc/3q.htm.

The NVCA previously reported that fundraising has finally begun to slow, despite the continued relative strength of investments (see the October 20, 2008 issue of the Digest).  Mark Heesen, president of the NVCA, noted that if the exit drought continues into 2009, investment will likely begin to decline for companies seeking capital for the first time.

Read the Q3 2008 PricewaterhouseCoopers/National Venture Capital Association Moneytree Report at: https://www.pwcmoneytree.com/MTPublic/ns/moneytree/filesource/exhibits/Q3%202008%20MoneyTree%20Report_final.pdf

Annual data on state and national venture capital investment is available on the SSTI Venture Capital Dashboard. The state profile pages offer information on per capita investment and investment by stage of business development. This data is provided by PricewaterhouseCoopers and NVCA. Visit the SSTI Venture Capital Dashboard at http://www.ssti.org/vc.

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USTAR Investments Taking Shape at University of Utah
The University of Utah (U of U) announced last month two significant investments in TBED supported by USTAR, the state-funded initiative to grow Utah’s knowledge economy.

Following a recent $15 million donation from the Sorenson Legacy Foundation, U of U officials said they would begin construction next year on the 193,000-square-foot anchor facility for the new Interdisciplinary Quadrangle, which encompasses 11 acres bridging the upper and lower campuses. The Sorenson Molecular Biotechnology Building will be the first of four multidisciplinary facilities and will house advanced imaging and nanotechnology laboratories.  USTAR is investing $100 million in the facility, which is slated for completion in 2012. The goal of the Interdisciplinary Quad is to bridge the university’s health professions, engineering, science, business and law sections of the campus.

Also announced last month was the establishment of the Nano Institute of Utah located on the U of U campus. The institute will help attract industry-sponsored research and other collaborative efforts with life science businesses, said USTAR nanotechnology consultant Darwin Cheney in a U of U press release. A central role of USTAR is providing funds to recruit top scientists to lead cutting-edge research programs, including the assemblage of the research team for the Nano Institute.

During the last legislative session, lawmakers appropriated additional funds for the USTAR initiative, including a one-time expenditure for research teams and funds to establish USTAR Centers, a program that extends the school year for math and science teachers (see the March 12, 2008 issue of the Digest). Gov. Jon Huntsman, Jr. is expected to unveil his budget recommendations for the upcoming fiscal year to the legislature in mid-December.

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Universities Perform more than One-Third of Canadian R&D, Thirteen Percent of U.S. R&D
Universities in Canada are a major component of the country’s science and technology ecosystem, and as gauged by funding, they performed 36 percent of Canada’s R&D activities in 2007. In the U.S. comparatively, universities accounted for 13 percent of the R&D performed in the country. A breakdown of both the performing sectors and sources of R&D funding are included in two recent publications: Momentum: The 2008 Report on University Research and Knowledge Mobilization by the Association of Universities and Colleges of Canada (AUCC) and an August InfoBrief by the National Science Foundation.

At 54 percent, private industry performed $15.8 billion (Canadian) of Canada’s R&D in 2007. This was followed by universities performing $10.4 billion, or 36 percent. The Canadian federal government performed 8 percent ($2.3 billion) and non-profit organizations contributed to 1 percent ($324 million) of R&D efforts.

Private industry was also the highest sector in the U.S. in 2007, performing 72 percent of the country’s R&D efforts, or $265.2 billion. Universities were responsible for $48.9 billion, or 13 percent of the total, which was similar in size to R&D by the federal government, at 11 percent, or $38.6 billion. Finally, non-profits represented 4 percent, or $15.3 billion.

The sources of funding for R&D, also demonstrate significant differences between the two countries. In Canada the private sector contributed $13.8 billion, or 48 percent, of the total in 2007. The federal government was the second-highest source at 19 percent, or $5.4 billion. Universities accounted for 16 percent ($4.8 billion) and non-profit organizations 3 percent ($849 million). Additionally, other sources such as provincial governments ($1.5 billion) and foreign entities ($2.6 billion), provided the remaining 14 percent of funding. In all $29 billion was directed to R&D in Canada in 2007.

In the U.S., the private sector provided two-thirds of the total funding, at $245 billion. The federal government was also the second highest provider, with 27 percent, or $98.3 billion. Non-profit institutions were the next highest sources at $11.6 billion (3.2 percent), followed by universities at $9.9 billion (2.7 percent). The rest of the funding, $3.2 billion, comes from various non-federal government sources, which represents 0.9 percent of the total. In all $368 billion was directed to U.S. R&D in 2007.

While the exchange rates between Canada and the United States have fluctuated back and forth in the last two years, on occasion reaching near parity, the amounts reflected in the reports are for dollars in their respective countries.

The funding details of the Canadian R&D system are just one part of the Momentum: The 2008 Report on University Research and Knowledge Mobilization. Also included are in-depth explanations of funding, research and partnerships in the Canadian academic system. More at:
http://www.aucc.ca/momentum/index_e.html

NSF’s most recent InfoBrief on federal trends in research and development expenditures can be accessed at: http://www.nsf.gov/statistics/infbrief/nsf08317/nsf08317.pdf

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Useful Stats: R&D Performed by Industry within U.S., Per State, 2002-2006
SSTI has prepared a table displaying the amount of funding companies spent on R&D in each state from 2002 to 2006, the state’s rank in 2006, the percent change over this five-year period, and the rank of that percent change. For the U.S. as a whole, industry-funded R&D was $193.8 billion in 2002 and rose to $247.7 billion in 2006 – a five-year jump of 27.8 percent. Note, the amounts in the chart are not indexed to a single year, but reflect values of when the data was released.

View the table at: http://www.ssti.org/Digest/Tables/111208t.htm.

California led the country with $58.4 billion in R&D funding from industry in 2006. This was followed by Michigan ($16.5 billion), Massachusetts ($15.6 billion), New Jersey ($14.6 billion), and Texas at $13.3 billion. Washington, Illinois, Pennsylvania, New York, and Connecticut rounded out the top ten states.

Alabama realized the largest percent increase from 2002 to 2006, rising from $846 million in 2002 to $1.83 billion in 2006 – a gain of 117 percent. New Mexico was the only other state to witness more than a doubling spent on R&D by industry. Rounding out the top ten, the other states to see at least a 50 percent increase were South Dakota, Missouri, Colorado, Virginia, Nevada, Montana, New Hampshire, and Hawaii. Over this period, 27 states and the District of Columbia experienced a larger percent increase than the U.S. as a whole.

The data for this table comes from Table 5 of
the National Science Foundation's their annual briefs describing industrial spending for R&D. They can be accessed at: http://www.nsf.gov/statistics/industry/.

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